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Thai Thien Nguyen

Wells Fargo Clearing Services, LLC

Columbia, MD

Rockville, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-24
VA RA APPROVED 2024-07-03
DC RA APPROVED 2019-05-24
MD RA APPROVED 2008-02-26
  • TX RA
    APPROVED_RES
    Since 2025-01-24
  • VA RA
    APPROVED
    Since 2024-07-03
  • DC RA
    APPROVED
    Since 2019-05-24
  • MD RA
    APPROVED
    Since 2008-02-26

Branch Locations

8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States

110 Congressional Ln, Rockville, MD 20852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bethesda MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bethesda MD 11/2016 Present
Previous Registrations
  • 2005-01-06 → 2008-03-03
    Truist Investment Services, Inc.
    Vienna, VA
    Manassas, VA
    Manassas, VA
    Laurel, MD
    Manassas, VA
    Woodbridge, VA
    Fort Belvoir, VA
    Lorton, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 1995-10-02
  • S66 Uniform Combined State Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    1995-10-02

View on SEC IAPD

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Other Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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