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John William Lee

D.A. Davidson & Co.

Spokane, WA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-08-30
WA RA APPROVED 2009-06-30
  • TX RA
    APPROVED_RES
    Since 2018-08-30
  • WA RA
    APPROVED
    Since 2009-06-30

Branch Locations

601 W. Main Ave Suite 1300, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Spokane WA 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-04-01
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S65 Uniform Investment Adviser Law Examination
    1995-04-01
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16

View on SEC IAPD

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