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Carla A. Regina

J.P. Morgan Securities LLC

Milford, CT

Milford, CT

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-25
  • CT RA
    APPROVED
    Since 2026-06-25

Branch Locations

1651 Boston Post Rd, Milford, CT 06460 • United States

370 Boston Post Rd., Milford, CT 06460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Milford CT 06/2026 Present
Jpmorgan Chase Bank, N.A. Milford CT 06/2026 Present
Unemployed Milford CT 04/2026 06/2026
Thimble Island Private Wealth Lpl Finl Branford CT 11/2025 03/2026
Unemployed Milford CT 05/2024 10/2025
Prudential Shelton CT 07/1995 04/2024
  • 06/2026 → Present
    J.P. Morgan Securities Llc
    Milford, CT
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Milford, CT
  • 04/2026 → 06/2026
    Unemployed
    Milford, CT
  • 11/2025 → 03/2026
    Thimble Island Private Wealth Lpl Finl
    Branford, CT
  • 05/2024 → 10/2025
    Unemployed
    Milford, CT
  • 07/1995 → 04/2024
    Prudential
    Shelton, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-27
S63 Uniform Securities Agent State Law Examination 1995-10-19
  • S65 Uniform Investment Adviser Law Examination
    2026-01-27
  • S63 Uniform Securities Agent State Law Examination
    1995-10-19
Other Names
  • Carla Ann Disario
  • Carla Ann Regina
  • Carla Ann Disario
  • Carla Regina
  • Carla A Regina

View on SEC IAPD

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WRIGHT INVESTORS SERVICE INC · MILFORD, CT
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