Best Investors Account Sign in
Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-05-18
  • CT RA
    APPROVED
    Since 2023-05-18

Branch Locations

1224 Mill St Building B, Suite 115, East Berlin, CT 06023 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ccf Investments, Inc. Greensboro GA 03/2009 06/2017
Ameritas Investment Corp. Lincoln NE 06/2017 11/2017
Capital Choice Financial Services Inc Newington CT 03/2009 10/2017
Boundless Financial Solutions Llc Newington CT 03/2009 Present
Questar Capital Corporation Minneapolis MN 11/2017 03/2019
Questar Asset Management Minneapolis MN 12/2017 07/2018
Woodbury Financial Services, Inc. Newington CT 03/2019 05/2023
J.W. Cole Financial, Inc. Tampa FL 05/2023 Present
J.W. Cole Advisors, Inc. Tampa FL 05/2023 Present
  • 03/2009 → 06/2017
    Ccf Investments, Inc.
    Greensboro, GA
  • 06/2017 → 11/2017
    Ameritas Investment Corp.
    Lincoln, NE
  • 03/2009 → 10/2017
    Capital Choice Financial Services Inc
    Newington, CT
  • 03/2009 → Present
    Boundless Financial Solutions Llc
    Newington, CT
  • 11/2017 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2017 → 07/2018
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 05/2023
    Woodbury Financial Services, Inc.
    Newington, CT
  • 05/2023 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2023 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2021-09-07 → 2023-05-18
    Woodbury Financial Services, Inc.
    Oakville, CT
Other Businesses

(1) BOUNDLESS FINANCIAL SOLUTIONS LLC.; DBA; Investment Related; 1224 Mill Street, Building B, Suite 115, CT; Owner/Senior Partner, Insurance Agent and Owner; Insurance Sales, overseeing a team of licensed reps, overseeing marketing as related to non securities business; start 12/2009; 160 hr/mo, 160 hr/mo during trading. (2) SOCIETY OF FINANCIAL AWARENESS (SOFA); 3655 Ruffin Rd, Ste 230; San Diego, CA 92123; Not investment related; Non-Profit focusing on providing financial education across America; Member; Start 1/1/2023; 2 hr/mo, 2 hr/mo during trading. (3) POOR RICHARD'S FINANCIAL LITERACY; Not investment related; 41 Sylvan Rd, New Britain, CT 06053; Member; Non-Profit focusing on providing financial education across America; Start 1/1/2023; 2 hr/mo, 2 hr/mo during trading. (4) Boundless Financial Solutions Platinum Service; Insurance, Trust, Wills and other; Not investment related; 174 South Road, Suite 123, Enfield, CT 06082; Senior Partner; Oversee insurance business; 40 hours/month during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-30
S63 Uniform Securities Agent State Law Examination 1995-04-17
  • S65 Uniform Investment Adviser Law Examination
    2021-08-30
  • S63 Uniform Securities Agent State Law Examination
    1995-04-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in East Berlin, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor