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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2009-06-24 |
Branch Locations
1224 Mill Street Building B, East Berlin, CT 06023 • United States
Kensington, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 06/2009 | Present |
1)INDEPENDENT INSURANCE AGENT, BRADFORD J PARSONS, 26 PARK VIEW RD, KENSINGTON, CT, 1/01/2003 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 4/WK - 2/TRADING. 3)BERLIN VFW POST 10732 152 NASSURUI DR, BERLIN, CT 06037. BEGAN 10/28/2005 AS TRUSTEE, CONDUCT QUARTERLY AUDITS OF POST 10732'S QUARTERMASTER. NOT INVESTMENT RELATED. DEVOTES 10 HRS/MNTH. NONE DURING TRADING. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 06/19/09.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-10-08 |
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