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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-05-01 |
Branch Locations
2245 Virginia St Ste A, Baton Rouge, LA 70802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Capital Management Group Llc | Middletown | CT | 03/2009 | Present |
| Kma, Llc | Zachary | LA | 01/2004 | 05/2025 |
| Next Financial Group, Inc. | Houston | TX | 01/2015 | 02/2020 |
| Grove Point Investments, Llc | Rockville | MD | 02/2020 | 05/2025 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Baton Rouge | LA | 05/2025 | Present |
1- 05/2025 - Royal Capital Management Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/1994- 120 hours per month/ 100 hours during trading 2- 07/14/2025 - Eric B. King - Notary - Investment Related - At Reported Business Location(s) - Start Date 04/01/2021- 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-14 |
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