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Mark G Lim Liu

Ardent Capital

Mountain View, CA

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Current Employers
Ardent Capital

2680 Bayshore Parkway Suite 307, Mountain View, CA 94043 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-04-13
  • CA RA
    APPROVED
    Since 2005-04-13

Branch Locations

2680 Bayshore Parkway Suite 307, Mountain View, CA 94043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ardent Capital Inc. Mountain View CA 02/2005 Present
  • 02/2005 → Present
    Ardent Capital Inc.
    Mountain View, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-14
S63 Uniform Securities Agent State Law Examination 1995-03-16
  • S65 Uniform Investment Adviser Law Examination
    1999-10-14
  • S63 Uniform Securities Agent State Law Examination
    1995-03-16
Other Names
  • Mark Glim Liu

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · MOUNTAIN VIEW, CA
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA
EL CAMINO GLOBAL CAPITAL, LLC · MOUNTAIN VIEW, CA
WEALTH ARCHITECTS, LLC · MOUNTAIN VIEW, CA
AP INVESTMENT MANAGEMENT · MOUNTAIN VIEW, CA
NIMBLE VENTURE STUDIO LLC · MOUNTAIN VIEW, CA
OSAIC ADVISORY SERVICES, LLC · MOUNTAIN VIEW, CA
ELEFUND MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA

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