Anup C Bhatt

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2017
  J.P. Morgan Securities Llc
  Westerville, OH
• 01/2017 → Present
  Jp Morgan Securities Llc
  Westerville, OH

Previous Registrations

• 2012-10-01 → 2015-12-15
  J.P. Morgan Securities Llc
  Columbus, OH
• 2005-07-06 → 2012-10-01
  Chase Investment Services Corp.
  Columbus, OH
  Columbus, OH
• 2001-10-11 → 2005-07-06
  Banc One Securities Corporation
  Columbus, OH

Other Businesses

ACTIVITY TYPE: 4 - OUTSIDE BUSINESS ACTIVITY WITH A NOT-FOR-PROFIT ORGANIZATION NAME OF ENTITY: BHARATIYA HINDU TEMPLE POSITION: VICE PRESIDENT OF FINANCE / TRUSTEE START DATE: 2/1/1994 ADDRESS: 3671 Hyatts Road, Powell, OH 43065 DETAILS: FACILITATE THE PROCEESSING AND INPUTTING OF MEMBER DONATIONS. ALSO PROVIDE YEAR END REPORTING ON DONATIONS. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 20 HOURS A MONTH HOURS DURING TRADING: 0 Entity Name: Bharatiya Hindu Temple Investment related: Yes Address: 3671 Hyatts Road, Powell, OH 43065 Nature of the other business: Religious Organization Position/Title/Relationship: Trustee; Officer Start Date: 01-Feb-1994 Approximate # of hours a month: 20 hours a month Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Vice President of Finance, facilitate the proceessing and inputting of member donations. Also provide year end reporting on donations.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-03-09
• S65 Uniform Investment Adviser Law Examination
  2000-10-09