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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-03
  • FL RA
    APPROVED
    Since 2021-08-03

Branch Locations

1401 West Commercial Boulevard, Fort Lauderdale, FL 33309 • United States

388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dorado Style, Inc Dorado PR 07/2006 11/2016
Wells Fargo Advisors, Llc Miami FL 08/2014 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 04/2020
Citigroup Ft Lauderdale FL 04/2020 Present
  • 07/2006 → 11/2016
    Dorado Style, Inc
    Dorado, PR
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 04/2020
    Miami, FL
  • 04/2020 → Present
    Citigroup
    Ft Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
S63 Uniform Securities Agent State Law Examination 1996-02-03
  • S66 Uniform Combined State Law Examination
    2015-02-23
  • S63 Uniform Securities Agent State Law Examination
    1996-02-03

View on SEC IAPD

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