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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-21 |
| TX | RA | APPROVED | 2022-04-20 |
Branch Locations
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
Palmdale, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner, And Smith, Incorporated | Lancaster | CA | 09/2011 | 04/2022 |
| Bank Of America, N.A. | Lancaster | CA | 01/2012 | 04/2022 |
| Rbc Capital Markets, Llc | Beverly Hills | CA | 04/2022 | Present |
| City National Bank | Beverly Hills | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-29 |
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