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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-02 |
| TX | RA | APPROVED | 2025-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Incorporated | Jericho | NY | 01/2009 | 09/2016 |
| Morgan Stanley Smith Barney | Jericho | NY | 06/2009 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 09/2016 | 07/2025 |
| Wells Fargo Clearing Services, Llc ( | Woodbury | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-07 |
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