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Scott William Rickford

The Oak Ridge Financial Services Group, Inc.

Golden Valley, MN

Golden Valley, MN

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Current Employers
The Oak Ridge Financial Services Group, Inc.

701 Xenia Avenue South Suite 100, Golden Valley, MN 55416-1089 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-23
MI RA APPROVED 2023-10-23
IA RA APPROVED 2023-10-20
WI RA APPROVED 2023-10-20
NY RA APPROVED 2023-10-19
MN RA APPROVED 2014-01-27
FL RA APPROVED 2006-08-07
  • IL RA
    APPROVED
    Since 2023-10-23
  • MI RA
    APPROVED
    Since 2023-10-23
  • IA RA
    APPROVED
    Since 2023-10-20
  • WI RA
    APPROVED
    Since 2023-10-20
  • NY RA
    APPROVED
    Since 2023-10-19
  • MN RA
    APPROVED
    Since 2014-01-27
  • FL RA
    APPROVED
    Since 2006-08-07

Branch Locations

701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States

701 Xenia Avenue S Ste 100, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Ridge Financial Services Group, Inc. Golden Valley MN 04/2004 Present
  • 04/2004 → Present
    Oak Ridge Financial Services Group, Inc.
    Golden Valley, MN
Other Businesses

OWN CATTLE. COMPLETELY PASSIVE, NOT INVESTMENT RELATED, NO ACTIVITY DURING MARKET HOURS. No clients involved.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-03
S63 Uniform Securities Agent State Law Examination 1995-02-09
  • S65 Uniform Investment Adviser Law Examination
    2006-08-03
  • S63 Uniform Securities Agent State Law Examination
    1995-02-09

View on SEC IAPD

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Other Investors

ERLE BEAN SAVAGE
DAVID JAY GOLDENBERG
MICHAEL J SCHUMACHER
CHARLES GORDON JENSEN
TAI HWEE STANLEY DIONG
JULIEANN ELIZABETH SCHROEDER
JOHN WILLIAM MACKIMM
Joseph Norman Johnston

Other Offices

THE OAK RIDGE FINANCIAL SERVICES GROUP, INC · GOLDEN VALLEY, MN
EVEREST FINANCIAL GROUP · MINNEAPOLIS, MN
THRIVENT INVESTMENT MANAGEMENT INC. · GOLDEN VALLEY, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Golden Valley, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GOLDEN VALLEY, MN
OSAIC WEALTH, INC. · MINNEAPOLIS, MN
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. · GOLDEN VALLEY, MN
ALLIANZ INVESTMENT MANAGEMENT LLC · MINNEAPOLIS, MN

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