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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-02
NY RA APPROVED 2021-04-07
  • TX RA
    APPROVED_RES
    Since 2021-12-02
  • NY RA
    APPROVED
    Since 2021-04-07

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities, Llc Woodbury NY 08/2016 Present
Vanderbilt Advisory Services Woodbury NY 08/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-09
S63 Uniform Securities Agent State Law Examination 1995-03-23
  • S65 Uniform Investment Adviser Law Examination
    2007-07-09
  • S63 Uniform Securities Agent State Law Examination
    1995-03-23

View on SEC IAPD

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