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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-15
FL RA APPROVED 1999-04-28
  • TX RA
    APPROVED_RES
    Since 2010-03-15
  • FL RA
    APPROVED
    Since 1999-04-28

Branch Locations

3200 Flagler Ave, Key West, FL 33040 • United States

Key West, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 04/1999 Present
Bank Of America Na Key West FL 01/2011 Present
Other Businesses

I*30684 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PARKS & PARKS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: KEY WEST, FLORIDA 33040 NATURE OF BUSINESS: OTHER, LLC POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: 50% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-30
S63 Uniform Securities Agent State Law Examination 1995-08-23
  • S65 Uniform Investment Adviser Law Examination
    1999-07-30
  • S63 Uniform Securities Agent State Law Examination
    1995-08-23
Other Names
  • J W Parks
  • J.W. Parks
  • Jw Parks

View on SEC IAPD

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