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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-09-06 |
| FL | RA | APPROVED | 2022-09-02 |
| OR | RA | APPROVED | 2022-09-01 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
St. Petersburg, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 09/2022 |
| Wells Fargo Advisors Financial Network, Llc | Atlanta | GA | 09/2022 | Present |
TRUSTEE FOR NEPHEW'S TRUST (1); INV. RELATED; ST. PETERSBURG, FL; START 3/2021; 1 HR PER MONTH. TRUSTEE FOR NEPHEW'S TRUST (2); INV. RELATED; ST. PETERSBURG, FL; START 3/2021; 1 HR PER MONTH. SUSAMPAD, INC., INV RELATED, ST. PETERSBURG, FL, 100% OWNERSHIP, START 8/10/2022, 3 HRS/MONTH, 0 HRS DURING TRADING, FINET PRACTICE. TRUSTEE FOR DECEASED SPOUSES GST EXEMPT TRUST; INV. RELATED; ST PETERSBURG, FL; START 5/2014; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR DECEASED SPOUSES GST NON-EXEMPT TRUST; INV. RELATED; ST PETERSBURG, FL; START 5/2014; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR DECEASED SPOUSES LIVING TRUST; INV. RELATED; ST PETERSBURG, FL; START 3/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR DECEASED SPOUSES IRREVOCABLE TRUST; INV. RELATED; ST PETERSBURG, FL; START 1/27/2013; 1 HR PER MONTH; 0 HRS DURING TRADING. KRC LEGACY LLC, INV RELATED, WILMINGTON, DE, 100% OWNERSHIP, START 12/29/2022, .5 HOURS PER MONTH, ZERO HOURS DURING TRADING, ESTATE PLANNING FOR FAMILY TRUSTS. BENEFICIARY FOR FRIEND; INV RELATED; ENGLEWOOD,FL; NOT FIDUCIARY ; BENEFICIARY; START DATE: 01/20/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-01 |
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