Leslie Earle Stevens

Current Employers

Employment History

• 05/2002 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 01/2001 → Present
  Atlantic Investment Advisors
  Auburn, ME
• 10/2016 → Present
  Cetera Advisors Llc
  Denver, CO
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-06-16 → 2016-10-03
  Investors Capital Corp.
  Lynnfield, MA
  Auburn, ME
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
• 2002-07-09 → 2005-06-16
  Eastern Point Advisors Inc.
  Auburn, ME

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERD LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 8/2016, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE 2.NAME OF OTHER BUSINESS: HOUSE RENTAL AND FARM FIELD LEASE, INVESTMENT RELATED: NO, ADDRESS: 643 & 648 UPPER ST TURNER ME 04282, NATURE OF BUSINESS: REAL ESTATE RENTAL, START DATE: 12/2000, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT & MAINTAIN PROPERTY 3.NAME OF OTHER BUSINESS: LES, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FLOW THROUGH COMPANY FOR COMPENSATION, START DATE: 8/2005, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: MANAGER 4.NAME OF OTHER BUSINESS: ATLANTIC INVESTMENT ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: SHARED OFFICE EXPENSES, START DATE: 9/1998, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF TRADING HOURS PER WEEK: 0, POSITION/TITLE/RELATIONSHIP: PART OWNER, BRIEF DESCRIPTION OF DUTIES: DBA 5.NAME OF OTHER BUSINESS: LES STEVENS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: DBA FOR WEBSITE, START DATE: 1/2016, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF TRADING HOURS PER WEEK: 0, POSITION/TITLE/RELATIONSHIP: OWNER, BRIEF DESCRIPTION OF DUTIES: WEBSITE FOR CLIENTS & PROSPECTS 6.NAME OF OTHER BUSINESS: GREATER LEWISTON INVESTMENT CLUB, INVESTMENT RELATED: NO, ADDRESS: 259 MINOT AVE AUBURN ME 04210, NATURE OF BUSINESS: REAL ESTATE INVESTMENT CLUB, START DATE: 9/1997, APX NUMBER OF HOURS PER WEEK: 0, APX NUMBER OF TRADING HOURS PER WEEK: 0, POSITION/TITLE/RELATIONSHIP: MEMBER, BRIEF DESCRIPTION OF DUTIES: PASSIVE INVOLVEMENT 7.NAME OF OTHER BUSINESS: LOOKING AHEAD CLUBHOUSE, INVESTMENT RELATED: NO, ADDRESS: MAIN ST LEWISTON, ME 04210, NATURE OF BUSINESS: NON PROFIT FOR MENTALLY & PHYSICALLY CHALLENGED, START DATE: 2014, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF TRADING HOURS PER WEEK: 1, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, BRIEF DESCRIPTION OF DUTIES: GENERAL BOARD DUTIES 8. NAME OF OTHER BUSINESS: LES STEVENS PERSONAL REAL ESTATE; INVESTMENT RELATED: NO; ADDRESS: 12 LONG POND DR LIVERMORE ME 02453; NATURE OF BUSINESS: REAL ESTATE; START DATE: 8/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: SELLING LAND AND BUILDING; 9. NAME OF OTHER BUSINESS: LES STEVENS INVESTMENT RELATED: NO, ADDRESS: PEARL RD, TURNER, ME, 04282 NATURE OF BUSINESS: FARM LAND, START DATE:08/2022, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: COLLECT RENT FROM LAND RENTAL;

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-28
• S63 Uniform Securities Agent State Law Examination
  2005-06-30

Other Names

• Sonny Stevens
• Les Stevens