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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-06-08 |
| MS | RA | APPROVED | 2018-05-01 |
| OK | RA | APPROVED | 2018-04-30 |
| CA | RA | APPROVED | 2001-03-09 |
| TX | RA | APPROVED | 1996-03-13 |
Branch Locations
214 E College St, Grapevine, TX 76051-5332 • United States
Lewisville, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Grapevine | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Grapevine | TX | 03/2020 | Present |
Business Ownership; TTIAN LTD; Franchisee, Advisor and Registered Principal; Ameriprise Franchise and Compliance Supervision; 2317 Almsbury Lane, , Lewisville, TX, 75056; Investment-Related; 03/20/2023; 60 hours per month; 60 during trading hours / ME&ML Enterprises LLC.; Practice support, leadership and consulting; Legal entity established with Morgan Nichols (AMP Advisor) for practice managment and future practice purchases; 214 E. College Street, , Grapevine, TX, 76051; Investment-Related; 03/24/2023; 10 to 19 hours per month; 0 during trading hours / PEACE YO LTD; Owner; Consulting; 2317 Almsbury Lane, , Lewisville, TX, 75056; Investment-Related; 03/20/2023; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Mosbey LLC; I am team member of LifeBranch Wealth Partners - an Ameriprise Franchise Team Practice. I still maintain my own seperate Ameriprise franchise. I am compensated by LifeBranch Wealth Partners for consulting, client meetings, new client acquistion, advice and service. I will be compensated directly to my personal checking account from MOSBEY LLC. - an entity owned (and disclosed as an OBA) by Ameriprise Franchisee Morgan Nichols.; Manage advisory business; 214 E College Street, , Grapevine, TX, 76051; Investment-Related; 05/09/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-05 |
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