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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-06-08
MS RA APPROVED 2018-05-01
OK RA APPROVED 2018-04-30
CA RA APPROVED 2001-03-09
TX RA APPROVED 1996-03-13
  • VA RA
    APPROVED
    Since 2021-06-08
  • MS RA
    APPROVED
    Since 2018-05-01
  • OK RA
    APPROVED
    Since 2018-04-30
  • CA RA
    APPROVED
    Since 2001-03-09
  • TX RA
    APPROVED
    Since 1996-03-13

Branch Locations

214 E College St, Grapevine, TX 76051-5332 • United States

Lewisville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grapevine TX 09/2005 03/2020
Ameriprise Financial Services, Llc Grapevine TX 03/2020 Present
Other Businesses

Business Ownership; TTIAN LTD; Franchisee, Advisor and Registered Principal; Ameriprise Franchise and Compliance Supervision; 2317 Almsbury Lane, , Lewisville, TX, 75056; Investment-Related; 03/20/2023; 60 hours per month; 60 during trading hours / ME&ML Enterprises LLC.; Practice support, leadership and consulting; Legal entity established with Morgan Nichols (AMP Advisor) for practice managment and future practice purchases; 214 E. College Street, , Grapevine, TX, 76051; Investment-Related; 03/24/2023; 10 to 19 hours per month; 0 during trading hours / PEACE YO LTD; Owner; Consulting; 2317 Almsbury Lane, , Lewisville, TX, 75056; Investment-Related; 03/20/2023; 10 to 19 hours per month; 10 to 19 during trading hours. Outside Employment; Mosbey LLC; I am team member of LifeBranch Wealth Partners - an Ameriprise Franchise Team Practice. I still maintain my own seperate Ameriprise franchise. I am compensated by LifeBranch Wealth Partners for consulting, client meetings, new client acquistion, advice and service. I will be compensated directly to my personal checking account from MOSBEY LLC. - an entity owned (and disclosed as an OBA) by Ameriprise Franchisee Morgan Nichols.; Manage advisory business; 214 E College Street, , Grapevine, TX, 76051; Investment-Related; 05/09/2025; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-07
S63 Uniform Securities Agent State Law Examination 1996-02-05
  • S65 Uniform Investment Adviser Law Examination
    2000-12-07
  • S63 Uniform Securities Agent State Law Examination
    1996-02-05
Other Names
  • Bud Felker
  • Marshall Leonard Felker
  • Marshall L Felker

View on SEC IAPD

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