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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Las Vegas | NV | 03/2014 | 11/2017 |
| Lpl Financial Llc | Henderson | NV | 11/2017 | 03/2019 |
| Alpha Omega Wealth | Las Vegas | NV | 04/2019 | 12/2022 |
| Lpl Financial Llc | Las Vegas | NV | 01/2023 | Present |
| Clark County Credit Union | Las Vegas | NV | 01/2023 | Present |
1) 01/03/2023 - The Investment Center at CCCU - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S). 2) 01/03/2023 - Ameritas - Non-Variable Insurance - INV REL AT REPORTED BUSINESS LOCATION(S)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 1999-02-08 |
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