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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-30
NV RA APPROVED 2023-08-23
  • TX RA
    APPROVED
    Since 2023-10-30
  • NV RA
    APPROVED
    Since 2023-08-23

Branch Locations

8581 W Lake Mead Blvd, Las Vegas, NV 89128 • United States

3150 N Rainbow Blvd, Las Vegas, NV 89108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 12/2015 Present
Bank Of America N.A Las Vegas NV 12/2015 Present
Other Businesses

HECTOR A HERNANDEZ- SOLE PROPRIETOR BUSINESS LICENSE NOT INVESTMENT RELATED LAS VEGAS, NV RIDESHARE DRIVER OWNER 03/05/2018 0-20 HOUURS PER MONTH 0 HOURS DURING NORMAL TRADING HOURS OCCASIONALLY DRIVE FOR LYFT/UBER AFTER WORK AND ON THE WEEKENDS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-15
  • S66 Uniform Combined State Law Examination
    2023-08-15

View on SEC IAPD

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