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444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-08-19 |
Branch Locations
444 Lewis Hargett Circle, Ste 125, Lexington, KY 40503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Inc | Lexington | KY | 01/1996 | Present |
THOMPSON FINANCIAL GROUP, INC NON INVESTMENT RELATED 2393 ALUMNI DR. STE 202 LEXINGTON, KY 40517 ACCOUNTING PRACTICE PRESIDENT FEBRUARY 2013-PRESENT 40 - MONTH 2 HOURS DURING TRADING HOURS TAX AND BOOKKEEPING DUTIES. MBWF, Inc NON INVESTMENT RELATED 2393 ALUMNI DR. STE 202 LEXINGTON, KY 40517 ACCOUNTING CONSULTING PRACTICE PRESIDENT AUGUST 2011-PRESENT 1 - MONTH 0 HOURS DURING TRADING HOURS TAX AND BOOKKEEPING DUTIES. ONE FOUR THREE, LLC NON INVESTMENT RELATED 2393 ALUMNI DR. STE 202 LEXINGTON, KY 40517 COMMERCIAL RENTAL COMPANY MEMBER JULY 2015-PRESENT 1 - MONTH 0 HOURS DURING TRADING HOURS TAX AND BOOKKEEPING DUTIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-28 |
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