Kristofer Karl Pettit

Current Employers

Employment History

• 01/2007 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 08/2012 → 03/2020
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2014 → 03/2020
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 03/2009 → 03/2020
  Cetera Advisors Llc
  Denver, CO
• 03/2009 → 03/2020
  Cetera Investment Services Llc
  Saint Cloud, MN
• 01/2015 → 03/2020
  First Allied Securities, Inc.
  San Diego, CA
• 01/2015 → 11/2016
  Investors Capital Corp
  Lynnfield, MA
• 01/2015 → 12/2016
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2015 → 03/2020
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 09/2015 → 11/2016
  Vsr Financial Services, Inc.
  Overland Park, KS
• 09/2015 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-08-17 → 2020-03-11
  Cetera Investment Advisers Llc
  El Segundo, CA
• 2014-05-14 → 2017-09-28
  Cetera Advisors Llc
  El Segundo, CA

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2020; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE; (2) NAME OF OTHER BUSINESS: PETTIT WEALTH MANAGEMENT SERVICES INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: CORPORATION ; START DATE: 12/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: CORPORATION NAME FOR TAX REPORTING ; (3) NAME OF OTHER BUSINESS: TRUSTEE FOR SPOUSAL LIFETIME ACCESS TRUST (SLAT); INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: .5 ; APX NUMBER OF HOURS DURING TRADING HOURS: .5; BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR SLAT ;

Exams

• S66 Uniform Combined State Law Examination
  2007-12-10
• S63 Uniform Securities Agent State Law Examination
  2007-03-26

Other Names

• Kris Pettit