John Thomas Bowers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 06/2018
  Gold Coast Securities, Inc.
  Thousand Oaks, CA
• 06/2018 → 01/2023
  Lpl Financial Llc
  Thousand Oaks, CA
• 01/2023 → 05/2025
  Ameriprise Financial Services, Llc
  Westlake Village, CA
• 05/2025 → Present
  Lpl Financial Llc
  Camarillo, CA

Previous Registrations

• 2023-01-30 → 2025-06-02
  Ameriprise Financial Services, Llc
  Westlake Village, CA
  Westlake Village, CA
• 2018-06-20 → 2023-02-09
  Lpl Financial Llc
  Thousand Oaks, CA
  Winchester, CA
  Thousand Oaks, CA
• 2003-04-21 → 2018-06-15
  Gold Coast Securities, Inc.
  Camarillo, CA
  Thousand Oaks, CA
  San Dimas, CA
  Thousand Oaks, CA

Other Businesses

1. Start Date: 06/20/1996 - Non - Variable Insurance [Fixed Insurance outside of LPL] - Non-Variable Insurance - Investment Related - Westlake Village, CA 91362 - 0 Hrs/Mth - 0 Hrs During Trading. -  Time Spent: 0 2. Start Date: 05/22/2025 - Bowers Investment Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - Westlake Village, CA 91362 - 160 Hrs/Mth - 6-8 Hrs During Trading. -  Time Spent: 100

Exams

• S66 Uniform Combined State Law Examination
  2003-04-18
• S63 Uniform Securities Agent State Law Examination
  1997-10-16