Shannon Johnson Mobley

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1999 → Present
  Fifth Third Securities, Inc.
  Cincinnati, OH

Other Businesses

Flight Wine Bar LLC - Covington, KY - bar & restaurant - member/owner - nominal hrs/mo (0 during mkt h rs) - not investment related - will not interfere with duties at firm -------------------------------------------------------------------------------- Ripple Wine Bar LLC - Covington, KY - bar & restaurant - member/owner - nominal hrs/mo (0 during mkt h rs) - not investment related - will not interfere with duties at firm ----------------------------------------------------------------------------- Rental property - 301 17th St. North, Bradenton Beach, FL 34217 - owner/landlord - 2 hrs/mo (0 mkt hr) - not securities related - will not interfere with duties at firm

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-25
• S63 Uniform Securities Agent State Law Examination
  1995-04-21

Other Names

• Shannon Johnson Wells
• Shannon Johnson Wells
• Shannon Page Johnson