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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-03-14 |
Branch Locations
13904 Shelbyville Rd., Louisville, KY 40245 • United States
8100 Burlington Pike, Florence, KY 41042 • United States
Union, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities, Inc. | Cincinnati | OH | 03/1999 | Present |
Flight Wine Bar LLC - Covington, KY - bar & restaurant - member/owner - nominal hrs/mo (0 during mkt h rs) - not investment related - will not interfere with duties at firm -------------------------------------------------------------------------------- Ripple Wine Bar LLC - Covington, KY - bar & restaurant - member/owner - nominal hrs/mo (0 during mkt h rs) - not investment related - will not interfere with duties at firm ----------------------------------------------------------------------------- Rental property - 301 17th St. North, Bradenton Beach, FL 34217 - owner/landlord - 2 hrs/mo (0 mkt hr) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-21 |
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