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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2017-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 12/2015 | 08/2017 |
| Bank Of America, N.A. | Melville | NY | 04/2016 | 08/2017 |
| Jp Morgan Securities, Llc | Greenvale | NY | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-27 |
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