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Ashu Bharara

J.P. Morgan Securities LLC

Huntington, NY

Commack, NY

Greenvale, NY

Syosset, NY

Glen Head, NY

Manhasset, NY

Glen Cove, NY

Syosset, NY

Woodbury, NY

East Norwich, NY

Huntington Station, NY

Northport, NY

East Northport, NY

Greenlawn, NY

Mineola , NY

Mineola , NY

CRD 4127603

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-21
NY RA APPROVED 2024-10-31
  • TX RA
    APPROVED
    Since 2025-02-21
  • NY RA
    APPROVED
    Since 2024-10-31

Branch Locations

350 Main Street, Huntington, NY 11743 • United States

5051 Jericho Tpke., Commack, NY 11725 • United States

57 Northern Blvd, Greenvale, NY 11548 • United States

550 Jericho Tpke, Syosset, NY 11791 • United States

240 Glen Head Road, Glen Head, NY 11545 • United States

2111 Northern Blvd., Manhasset, NY 11030 • United States

100 Village Sq, Glen Cove, NY 11542 • United States

220 W. Jericho Tpke, Syosset, NY 11791 • United States

7920 Jericho Tpke, Woodbury, NY 11797 • United States

6311 N. Northern Blvd, East Norwich, NY 11732 • United States

55 W. Jericho Turnpkie, Huntington Station, NY 11746 • United States

54 Main Street, Northport, NY 11768 • United States

271 Larkfield Road, East Northport, NY 11731 • United States

80 Broadway, Greenlawn, NY 11740 • United States

216 Old Country Rd , Mineola , NY 11501 • United States

216 Old Country Rd, Mineola , NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mineola NY 10/2012 Present
Previous Registrations
  • 2007-08-29 → 2012-10-01
    Chase Investment Services Corp.
    Lafayette, LA
    Abbeville, LA
    Lafayette, LA
    Baton Rouge, LA
    Opelousas, LA
    Lake Charles, LA
    Lafayette, LA
    Lake Charles, LA
    Lake Charles, LA
    Alexandria, LA
    Lafayette, LA
    Alexandria, LA
    Lafayette, LA
    Lake Charles, LA
    Abbeville, LA
    Carencro, LA
    Deridder, LA
    Pineville, LA
    Ball, LA
    Lafayette, LA
    New Iberia, LA
    Moss Bluff, LA
    Port Barre, LA
    Lake Charles, LA
    Dequincy, LA
    Alexandria, LA
    New Iberia, LA
    Lafayette, LA
    Broussard, LA
    Sulphur, LA
    Lafayette, LA
    Lafayette, LA
    Opelousas, LA
    Lafayette, LA
    Baton Rouge, LA
    Baker, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Broussard, LA
    Zachary, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Lafayette, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Gonzales, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Greenwell Springs, LA
    Lafayette, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Alexandria, LA
    Deridder, LA
    Lafayette, LA
    Lafayette, LA
    Abbeville, LA
    Alexandria, LA
    Lafayette, LA
    Lafayette, LA
    Lake Charles, LA
    New Iberia, LA
    Opelousas, LA
    Sulphur, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lake Charles, LA
    New Iberia, LA
    Pineville, LA
    West Lake, LA
    Lafayette, LA
    Lafayette, LA
    Lake Charles, LA
    Moss Bluff, LA
    Scott, LA
    Lafayette, LA
    Lake Charles, LA
    Ball, LA
    Pineville, LA
    Alexandria, LA
    Carencro, LA
    Dequincy, LA
    Lake Charles, LA
    New Iberia, LA
    Opelousas, LA
    Sunset, LA
    Lake Charles, LA
    Lake Charles, LA
    Port Barre, LA
    Denham Springs, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Lafayette, LA
    Sunset, LA
    Lafayette, LA
    Port Barre, LA
    Broussard, LA
    Opelousas, LA
    Opelousas, LA
    New Iberia, LA
    Lafayette, LA
    Lafayette, LA
    Carencro, LA
    Scott, LA
    Lafayette, LA
    New Iberia, LA
    Lafayette, LA
    New Iberia, LA
    Lafayette, LA
    Scott, LA
    West Lake, LA
    Lake Charles, LA
    Pineville, LA
    Lafayette, LA
    Lafayette, LA
    Lake Charles, LA
    Lafayette, LA
    Lafayette, LA
    New Iberia, LA
    Sunset, LA
    West Monroe, LA
    Baton Rouge, LA
Other Businesses

ACTIVITY TYPE: 3 - SECOND JOB NAME OF ENTITY: (SELF) POSITION: FREELANCE MUSICIAN / PHOTOGRAPHER START DATE: 6/3/2019 ADDRESS: Private Residence DETAILS: Musician and Photography INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-27
S63 Uniform Securities Agent State Law Examination 2000-03-22
  • S65 Uniform Investment Adviser Law Examination
    2007-08-27
  • S63 Uniform Securities Agent State Law Examination
    2000-03-22

View on SEC IAPD

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