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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-01
  • TX RA
    APPROVED
    Since 2023-12-01

Branch Locations

1002 East Main St., Rockport, TX 78382 • United States

Tivoli, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers Rockport TX 04/1995 Present
Rim Securities Llc New York NY 11/2005 12/2023
Symphonic Financial Advisors New York NY 11/2005 12/2023
Symphonic Securities Rockport TX 05/2006 12/2023
Cambridge Investment Research, Inc. Fairfield IA 12/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2023 Present
  • 04/1995 → Present
    Various Insurance Carriers
    Rockport, TX
  • 11/2005 → 12/2023
    Rim Securities Llc
    New York, NY
  • 11/2005 → 12/2023
    Symphonic Financial Advisors
    New York, NY
  • 05/2006 → 12/2023
    Symphonic Securities
    Rockport, TX
  • 12/2023 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2023 → Present
    Fairfield, IA
Previous Registrations
  • 2005-11-23 → 2023-12-04
    Symphonic Financial Advisors Llc
    Rockport, TX
  • 1995-03-16 → 2005-11-30
    Waddell & Reed
    Rockport, TX
    Rockport, TX
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 2) COMMERCIAL INSURANCE SOLUTIONS, 3933 ELM STREET DALLAS TX, 12/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 40 HR/MO 20 HR/MO TRADING 3) ROCKPORT PROFESSIONAL PLAZA LLC, 1004 E MAIN ST ROCKPORT TX, 12/2023, OWNER, REAL ESTATE,, NIR, 2 HR/MO 1 HR/MO TRADING 4) LEGACY 3D LLC, 1002 E MAIN ST ROCKPORT TX, 12/2023, OWNER, RETAIL SALES/DISTRIBUTION, NIR, 5 HR/MO 0 HR/MO TRADING 5) NATIONAL SANTA GERTRUDIS YOUTH FOUNDATION, 1831 W SANTA GERTRUDIS AVE KINGSVILLE TX, 12/2023, DIRECTOR, SCOLASTIC, NIR, 1 HR/MO 0 HR/MO TRADING 6) TIVOLI VOLUNTEER FIRE DEPARTMENT, TIVOLI TX 77990, 12/2023, VOLUNTEER, CIVIC, NIR, 1 HR/MO 0 HR/MO TRADING 7) REFUGIO COUNTY AREA GO TEXAN, REFUGIO TX 78377, 12/2023, VOLUNTEER, CHARITABLE ORGANIZATION,, NIR, 1 HR/MO 0 HR/MO TRADING 8) LEGACY WEALTH PARTNERS LLC, 1002 E MAIN ST ROCKPORT TX, 12/2023, FOUNDER, DBA, 180 HR/MO 140 HR/MO TRADING 9) ROCKPORT CENTER FOR THE ARTS, 204 S Austin St, Rockport TX 78382, 01/2025, Board Member, Arts/Performing Arts, NIR, 2 HR/MO, 0 HR/MO TRADING. 10) Angela Ruddock, 170 Olson Lane, Tivoli TX 77990, United States, 08/2025, Owner, Agriculture, NIR, Number of hours: 8, Securities trading hours: 0 11) ROCKPORT CENTER FOR THE ARTS, 204 S Austin St, Rockport, TX 78382, United States, START DATE 09/2025, Treasurer, Arts/Performing Arts, NIR, 3 HR/MO - 0 HR/MO TRADING 12) ANGELA RUDDOCK - INSURANCE AGENT, 1002 E Main St., Rockport TX 78382, United States, 09/26/2025, Owner, 1099, NIR, 1 HR/MO - 0 HR/MO TRADING 13) ANGELA RUDDOCK NOTARY, 1002 E Main St., Rockport TX 78382, United States, 09/26/2025, Owner, Notary, NIR, 1 HR/MO - 1 HR/MO TRADING 14) ACRISURE, LLC, 3933 Elm Street, Dallas TX 75226, United States, 12/01/2006, W2 Employee, Employee (receive a W-2), NIR, 40 HR/MO - 20 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-15
  • S63 Uniform Securities Agent State Law Examination
    1995-03-15
Designations
Other Names
  • Angela Nicole Allen
  • Angela Allen Ruddock
  • Angie Allen Ruddock

View on SEC IAPD

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