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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-07 |
| NY | RA | APPROVED | 2021-05-09 |
| CA | RA | APPROVED | 2008-10-06 |
| NJ | RA | APPROVED | 2008-02-14 |
Branch Locations
5784 Widewaters Parkway Suite 2, Syracuse, NY 13214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United States Air Force | Rome | NY | 05/1988 | Present |
| Janney Montgomery Scott Llc | Syracuse | NY | 06/2015 | 01/2026 |
| Janney Montgomery Scott Llc | Syracuse | NY | 01/2026 | Present |
1. IAABO BOARD 38, SYRACUSE, NY. HOLDS POSITION AS A BASKETBALL OFFICIAL/REFEREE HIGH SCHOOL BASKETBALL. DUTIES ARE TO REFEREE THE BASKETBALL GAMES. WORKS VARIOUS HOURS DURING THE BASKETBALL SEASON AND 0 DURING SECURITIES TRADING HOURS. 2. Norwich University, Northfield, VT, William Lasky School of Business. Board of Fellows (08/1984). Not investment related, not compensated. 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-31 |
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