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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-12-05 |
Branch Locations
1901 6Th Ave N Ste 2800, Birmingham, AL 35203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 07/1994 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/1995 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2026 | Present |
1. NMA INC; 2900 HWY 280, BIRMINGHAM, AL; LEGAL ENTITY CREATED FOR NORTHWESTERN MUTUAL NETWORK OFFICE MANAGING PARTNERSHIP; START DATE 05/2010; APPROX. 170 HOURS/MTH; DUTIES INCLUDE OVERALL MANAGEMENT OF NETWORK OFFICE. 2. 100% OWNER, 6293 SOUTH CLUBVIEW LANE, 6293 SOUTH CLUBVIEW LANE, BESSEMER, , ALABAMA, 35022, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/07/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED. 3. 100% OWNER, 1901 5TH AVENUE EAST UNIT 3205, 1901 5TH AVENUE EAST UNIT 3205, TUCALOOSA, , ALABAMA, 35401, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 01/30/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED. 4. VICE CHAIR, LIFELINE CHILDREN SERVICES, 200 MISSIONARY RIDGE DRIVE, BIRMINGHAM, , ALABAMA, 35242, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/24/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEETINGS, RETREATS, MONTHLY EXECUTIVE TEAM MEETINGS. NON-INVESTMENT RELATED. 5. ADAM RHOADES, 2038 ROSEMONT PLACE, BIRMINGHAM, , ALABAMA, 35243, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 05/05/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, OVERSIGHT AND STRATEGY FOR THE COMPANY NON-INVESTMENT RELATED. 6. CANDIDATE, CHAIR OF CONVENE, 2038 ROSEMONT PLACE, BIRMINGHAM, , ALABAMA, 35243, UNITED STATES OF AMERICA, PRIVATE, START DATE: 5/11/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, BOARD MEETINGS, RETREATS, MONTHLY EXECUTIVE TEAM MEETINGS; NON-INVESTEMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-30 |
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