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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Rockville | MD | 07/2011 | 03/2021 |
| Apple Investment Advisors, Inc.-Insurance | Lutherville | MD | 01/2014 | 05/2025 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Lutherville | MD | 05/2025 | Present |
1- 05/2025 - Apple Investment Advisors - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/02/2025- 1 hour per month/ during trading 2- 05/2025 - Apple Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 hours per month/ during trading 3- 05/2025 - HP Executive Group - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 09/01/2018 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-13 |
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