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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-05-01
  • MD RA
    APPROVED
    Since 2025-05-01

Branch Locations

1301 York Rd Ste 205, Lutherville, MD 21093 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
H. Beck, Inc. Rockville MD 07/2011 03/2021
Apple Investment Advisors, Inc.-Insurance Lutherville MD 01/2014 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Lutherville MD 05/2025 Present
  • 07/2011 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 01/2014 → 05/2025
    Apple Investment Advisors, Inc.-Insurance
    Lutherville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Lutherville, MD
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Lutherville, MD
    Rockville, MD
    Rockville, MD
  • 2011-07-01 → 2021-04-01
    Grove Point Investments, Llc
    Rockville, MD
    Lutherville, MD
    Lutherville, MD
  • 2008-12-05 → 2011-07-06
    Hunt Valley, MD
  • 2008-01-01 → 2008-12-15
    Hunt Valley, MD
    Hunt Valley, MD
  • 2000-09-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Hunt Valley, MD
    Hunt Valley, MD
    St. Louis, MO
Other Businesses

1- 05/2025 - Apple Investment Advisors - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/02/2025- 1 hour per month/ during trading 2- 05/2025 - Apple Investment Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 160 hours per month/ during trading 3- 05/2025 - HP Executive Group - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 09/01/2018 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-13
S63 Uniform Securities Agent State Law Examination 1998-02-13
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1998-02-13

View on SEC IAPD

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