Douglas William Stirling

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2019-06-04
NC	RA	APPROVED	2008-10-23
OH	RA	APPROVED	2008-10-16
CA	RA	APPROVED	2008-10-09
TX	RA	APPROVED_RES	2008-10-09
PA	RA	APPROVED	2005-06-25

MA RA
APPROVED

Since 2019-06-04
NC RA
APPROVED

Since 2008-10-23
OH RA
APPROVED

Since 2008-10-16
CA RA
APPROVED

Since 2008-10-09
TX RA
APPROVED_RES

Since 2008-10-09
PA RA
APPROVED

Since 2005-06-25

Branch Locations

2200 Georgetown Drive Suite 400, Sewickley (Wexford), PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Philadelphia	PA	06/2005	Present

06/2005 → Present

Janney Montgomery Scott Llc

Philadelphia, PA

Previous Registrations

2005-02-08 → 2005-06-25

Parker/Hunter Incorporated

Sewickley, PA

Other Businesses

1. Pittsburgh Zoo, Pittsburgh, PA. Board Member (01/2014). Not compensated, not investment related, 2 hours/month. 2. Pittsburgh Symphony Orchestra, Pittsburgh, PA. Board Member (10/2020). Not investment related, not compensated, 2 hours/month.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-11
S63	Uniform Securities Agent State Law Examination	1996-04-25

S65 Uniform Investment Adviser Law Examination

1996-06-11
S63 Uniform Securities Agent State Law Examination

1996-04-25

View on SEC IAPD

Current Employers

Janney Montgomery Scott Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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