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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-10
TX RA APPROVED 2025-09-05
  • AL RA
    APPROVED
    Since 2025-09-10
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

236 Greeno Road, Fairhope, AL 36532 • United States

850 Hillcrest Rd, Mobile, AL 36695 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fairhope AL 05/2013 09/2025
Trustmark National Bank Fairhope AL 05/2013 09/2025
Trustmark Bank Fairhope AL 09/2013 Present
Raymond James Financial Services, Inc. Fairhope AL 09/2025 Present
Raymond James Financial Services Advisors, Inc. Fairhope AL 09/2025 Present
Trustmark Financial Service Fairhope AL 09/2013 Present
  • 05/2013 → 09/2025
    Fairhope, AL
  • 05/2013 → 09/2025
    Trustmark National Bank
    Fairhope, AL
  • 09/2013 → Present
    Trustmark Bank
    Fairhope, AL
  • 09/2025 → Present
    Raymond James Financial Services, Inc.
    Fairhope, AL
  • 09/2025 → Present
    Fairhope, AL
  • 09/2013 → Present
    Trustmark Financial Service
    Fairhope, AL
Previous Registrations
  • 2013-05-15 → 2025-09-10
    Fairhope, AL
    Fairhope, AL
    San Diego, CA
    Fairhope, AL
    Mobile, AL
  • 2011-09-07 → 2013-05-17
    Fairhope, AL
  • 2007-07-10 → 2011-09-07
    Fairhope, AL
    Fort Mill, SC
  • 2003-07-02 → 2011-08-11
    Uvest Financial Services Group, Inc.
    Gulf Shores, AL
    Panama City, FL
    Panama City Beach, FL
    Panama City Beach, FL
    Destin, FL
    Wewahitchka, FL
    Port St Joe, FL
    Port St Joe Beach, FL
    Navarre, FL
    Orange Beach, AL
    Elberta, AL
    Foley, AL
    Daphne, AL
    Robertsdale, AL
    Point Clear, AL
    Santa Rosa Beach, FL
    Daphne, AL
    Foley, AL
    Foley, AL
    Foley, AL
    Fairhope, AL
  • 2002-05-22 → 2003-06-19
    Bbva Compass Investment Solutions, Inc
    Mobile, AL
Other Businesses

(1)Name of Business: Address: 22624 Alice Lane, Fairhope, AL, 36532, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-06-08
  • S63 Uniform Securities Agent State Law Examination
    1995-06-08
Other Names
  • Patricia Yolanda Rivera
  • Patricia Yolanda Rivera
  • Patti R Burrell

View on SEC IAPD

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