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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manufacturers And Traders Trust Company | Buffalo | NY | 12/1989 | Present |
| M&T Securities, Inc. | Buffalo | NY | 12/1989 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Lpl Financial Llc | Buffalo | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 1995-03-06 |
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