William Boone Finnerty

Current Employers

Employment History

• 11/2003 → Present
  Ubs Financial Services Inc.
  Washington, DC

Previous Registrations

• 1994-09-30 → 2003-11-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Other Businesses

1)I TEACH AT GEORGETOWN UNIVERSITY AS AN ADJUNCT PROFESSOR FOR ABOUT 2 HOURS PER WEEK. I AM BEEN WORKING AT THE UNIVERSITY FOR ABOUT 2 1/2 YEARS.2) NATIONAL FOUNDATION OF TEACHING ENTREPRENUERSHIP JUDGE EFF: 1-13-09 1 HOUR PER MONTH.3)NETWORK FOR TEACHING ENTREPRENEURSHIP/120 WALL ST. NEW YORK,NY 10005/2 HRS. PER MONTH/SERVE AS A JUDGE FOR THE CHALLENGE OF BRINGING 30-35 STUDENTS FROM AROUND THE WORLD. 2) Pivotal Plays / 1775 Tysons Blvd, WeWork Tysons,VIrginia 22102 / Charity/ Charity / Pivotal Moments is a 501(c)(3) foundation creating special events and raising funds to assist young people who are dealing with adversity with their health, wellness, or their education. / Advisor or advisory group member if advice given may influence an officer/board / / 3 dinners a year followed by a 2 hour board meeting / Start Date 1/31/2018 3) JJRT LLC/ Category -LLC/ Principal Business Activity - buy homes and sell them after fixing up/Role - I m a silent partner in the LLC. My wife is running it with another partner but we are using my money/Duty -approve investment decisions/ Comp - Yes 4) NAME OF OTHER BUSINESS: Georgetown University Advisory Board for Entrepreneurship/ INVESTMENT RELATED?: N / ADDRESS: 3700 O Street NW, DC, Washington/ NATURE OF THE BUSINESS: support the Georgetown Entrepreneurship Program at Gtown by giving $25k a year and attending 2 board meetings / POSITION: Member of Board of Directors/ DUTIES: attend 2 board meetings a year/ START DATE: 7/1/2023 / HOURS DEVOTED TO BUSINESS: NA 6) Name of Business; NSO Finance Committee./ Address: 2700 F St NWWashington DC United States 20566./ Investment Related: No./ Nature: The committee reviews the financial activities of the NSO (which I have already been approved by compliance and have joined as Board Member) and makes budget recommendations to the Kennedy Center's Finance Committee on behalf of the NSO Board of Directors. There is NO investing of any kind. The committee also presents the budget each year to the full NSO Board as mandated by the By-Laws of the NSOA (National Symphony Orchestra Association)./ Role: Member of Board of directors./ Duty: I am not giving investment advice to anyone, and there is a team within the Kennedy Center that put together the financial activities so I wouldn't be preparing any documents. My task would be just to review the findings being given to me and present the budget, etc./ Start Date: 8/1/2023./ Time Required: No. 7) FFIC#1, Arlington Virginia United States- 22207, Company, The entities only role is to invest in this one broadly diversified PE fund - similar to the ones we invest in on our platform. It would accept funds as capital calls came in send them to the PE manager. Then receive funds years from now when the manager pays out. Very standard - off the shelf structure. I need to create an investment company , no active roles other than to communicate to my siblings when money needs to be sent in after capital call is requested from the manager, start date-9/8/2021.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-04-07
• S63 Uniform Securities Agent State Law Examination
  1995-03-24