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Fatama A Khan

Charles Schwab & Co., Inc.

Newport Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-08
TX RA APPROVED_RES 2020-01-06
  • CA RA
    APPROVED
    Since 2022-08-08
  • TX RA
    APPROVED_RES
    Since 2020-01-06

Branch Locations

610 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Newport Beach CA 04/2011 Present
Charles Schwab Bank Newport Beach CA 04/2011 Present
Previous Registrations
  • 2009-08-13 → 2011-03-09
    Td Ameritrade, Inc.
    Paramus, NJ
  • 2009-08-13 → 2011-03-09
    Td Ameritrade Investment Management, Llc
    Paramus, NJ
  • 2008-04-01 → 2009-08-05
    Strategic Advisers Llc
    Paramus, NJ
Other Businesses

1) Orange County|Investment Related: No|Education|Member at Large|11/15/2023|Less than 20 hour/month - 8 during trading hours|board meetings to discuss which education events and content to include in our meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-31
S63 Uniform Securities Agent State Law Examination 2006-01-31
  • S66 Uniform Combined State Law Examination
    2008-03-31
  • S63 Uniform Securities Agent State Law Examination
    2006-01-31
Other Names
  • Fatama Khan
  • Fatama Khan
  • Fatama Ali
  • Fatama Ali Khan
  • Fatama Ali Khan
  • Fatama Ali Khan

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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