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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-06-17 |
| NY | RA | APPROVED | 2022-01-07 |
| FL | RA | APPROVED | 2021-01-07 |
| MI | RA | APPROVED | 2021-01-05 |
| NC | RA | APPROVED | 2021-01-05 |
| TX | RA | APPROVED | 2021-01-05 |
Branch Locations
101 W. Big Beaver Road Suite 1400, Troy, MI 48084 • United States
725 Cool Springs Blvd. Suite 315, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Brentwood | TN | 09/2009 | 06/2017 |
| Budd, Melone & Co. Llc | Franklin | TN | 06/2017 | 01/2021 |
| Lpl Financial, Llc | Franklin | TN | 06/2017 | Present |
| Independent Advisor Alliance, Llc | Franklin | TN | 01/2021 | Present |
1. 9/15/2020 - Budd Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 10/2/2020 - Budd Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 11/01/2020 - 160 Hours Per Month During Securities Trading. 3. 1/6/2021 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2021 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/14/2022 - Sage Insurance Partners - Investment Related - 11215 N. Community House Rd. Ste 775, Charlotte, NC 28277 - Non-Variable Insurance - Agent - Started 02/01/2022 - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 1996-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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