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Katherine Tokarsky Viola

Ameriprise Financial Services, LLC

Orlando, FL

Orlando, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-25
FL RA APPROVED 2013-05-08
  • TX RA
    APPROVED
    Since 2014-11-25
  • FL RA
    APPROVED
    Since 2013-05-08

Branch Locations

300 S Orange Ave Ste 750, Orlando, FL 32801-3347 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 03/2013 03/2020
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-07-15
S65 Uniform Investment Adviser Law Examination 1998-03-23
  • S63 Uniform Securities Agent State Law Examination
    2002-07-15
  • S65 Uniform Investment Adviser Law Examination
    1998-03-23
Other Names
  • Katherine Ann Tokarsky

View on SEC IAPD

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