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Valic Financial Advisors, Inc. CRD 42803
$29.2B regulatory AUM 38 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-09-02 |
| NY | RA | APPROVED | 2021-08-16 |
| UT | RA | APPROVED | 2021-02-18 |
| AZ | RA | APPROVED | 2020-09-14 |
| TX | RA | APPROVED_RES | 2020-05-07 |
| VA | RA | APPROVED | 2018-05-17 |
| SD | RA | APPROVED | 2018-02-23 |
| IL | RA | APPROVED | 2016-06-03 |
| NE | RA | APPROVED | 2015-02-03 |
| CO | RA | APPROVED | 2014-03-19 |
Branch Locations
165 South Union Boulevard Suite 600, Lakewood, CO 80228 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc | Lakewood | CO | 01/2014 | Present |
| Agia | Houston | TX | 12/2022 | Present |
| Ski Instructor | Keystone | CO | 11/2023 | Present |
I WILL BE A PERSONAL CARE PROVIDER FOR MY 82 YR. OLD MOTHER-IN LAW WHO LIVES JUST A FEW MILES FROM OUR HOUSE. THIS IS A COLORADO HOME AND COMMUNITY BASED SERVICES PROGRAM WHERE THEY ARE ENCOURAGING A FAMILY MEMBER TO PARTICIPATE. I WILL BE HELPING HER WITH GROCERIES SHOPPING, AND HOUSE MAINTENANCE FEW HOURS A WEEK. THE NAME OF THE BUSINESS IS A&A HOME CARE. THE ADDRESS: 14842 PENWOOD PL. AURORA, CO 80015 TTHIS ACTIVITY IS NOT INVESTMENT-RELATED. I EXPECT TO DO THIS ABOUT 6-7 HOURS PER WEEK EITHER IN THE EVENINGS, OR ON A WEEKENDS. SKI INSTRUCTOR POSITION: Ski Instructor NATURE: Loveland Ski School. Teach down hill skiing on weekends. Teach individual, and group lessons. 5% of time spent on this activity. Located in Georgetown,Colorado INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/25/2014 ADDRESS: Loveland Ski Area, Georgetown CO 80444, United States DESCRIPTION: Teach individual, and group lessons. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products SKI INSTRUCTOR POSITION: Ski Instructor NATURE: Keystone ski and ride school. Teach down hill skiing on weekends. Teach individual, and group lessons. 5% of time spent on this activity. Located in Keystone, Colorado INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2023 ADDRESS: Keystone ski and ride school, 1437CO Rd 150, Keystone CO 80435, United States DESCRIPTION: Teach individual, and group lessons. RENTAL CONDO POSITION: Owners NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2023 ADDRESS: 1653 Oro Grande Dr. Unit B20, Keystone CO 80234, United States DESCRIPTION: Pay the mortgage, and col.lect the rent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-19 |
| S66 | Uniform Combined State Law Examination | 2002-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-25 |
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