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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-20 |
| TX | RA | APPROVED_RES | 2017-04-11 |
| VA | RA | APPROVED | 2008-09-02 |
Branch Locations
1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | Present |
HUMAN RESOURCES CERTIFICATION INSTITUTE, INV RELATED, ALEXANDRIA, VA, INVESTMENT COMMITTEE MEMBER, START 12/1/2011, 1 HOUR PER MONTH, ZER DUIRNG TRADING, ATTENDING MEETINGS, LISTENING TO THE INVESTMENT MANAGER REVIEW, VOTING ON CHANGES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-13 |
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