Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2008-01-01
  • KS RA
    APPROVED
    Since 2008-01-01

Branch Locations

300 S Main, Wichita, KS 67202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Wichita KS 05/2009 11/2016
Wells Fargo Clearing Services, Llc Wichita KS 11/2016 Present
Previous Registrations
  • 1997-12-16 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Wichita, KS
    Wichita, KS
    St. Louis, MO
Other Businesses

TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; TOPEKA, KS; START DATE 9/23/2020. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; TOPEKA, KS; START DATE 9/25/2020.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Other Names
  • Rick Kluge
  • Richard Walter Kluge

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wichita, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor