Charles Steven Yarnold

Current Employers

Employment History

• 02/2006 → Present
  Various Insurance Carriers For W & R Insurance Agencies
  Albany, NY
• 10/2007 → 06/2024
  Securities America, Inc
  Newburgh, NY
• 08/2010 → Present
  Focused Wealth Management, Inc.
  Newburgh, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburgh, NY
• 12/2010 → Present
  Focused Wealth Management, Inc.
  Newburgh, NY

Other Businesses

INSURANCE POSITION: insurance agent NATURE: INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 10/2006 - LOCATED AT 216 STATE ROUTE 299 STE 5 HIGHLAND NY 12528 INVESTMENT RELATED: Yes NUMBER OF HOURS: null SECURITIES TRADING HOURS: null START DATE: 10/01/2006 ADDRESS: 11 BALMVILLE RD, NEWBURGH, NY 12550 DESCRIPTION: insurance JCM CAPITAL POSITION: co-owner NATURE: Rental Property Albany NY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2018 ADDRESS: 639 myrtle ave, Albany NY 12208 DESCRIPTION: owner BNI POSITION: chapter roles, president until Oct 1 of this year NATURE: BNI - Business Networking International INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2009 ADDRESS: 797 rt 17m, Monroe NY 10950 DESCRIPTION: Networking group similar to a chamber of commerce HIGHLAND CAPITAL BROKERAGE POSITION: insurance agent NATURE: Insurance - Term and Perm INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/23/2020 ADDRESS: 11 BALMVILLE RD, STE 2 NORTH NEWBURGH, NY 12550 DESCRIPTION: Insurance sales to families individuals and companies FOCUSED WEALTH MANAGEMENT POSITION: RIA rep NATURE: Focused Wealth Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 10/09/2007 ADDRESS: 11 balmville road, suite 2 north, newburgh NY 12550 DESCRIPTION: I am an RIA representative at Focused Wealth Management. YAREY LLC POSITION: LANDLORD NATURE: rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2021 ADDRESS: 1800 baltimore, lavallette NJ 08735 DESCRIPTION: rental property YELLOW BARN CRANIUS, LLC POSITION: investor NATURE: Private Equity Investment INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2022 ADDRESS: 50 Schilling Road, suite 100, hunt valley MD 21031 DESCRIPTION: One time investment into private equity investment IHNO INC. POSITION: Owner NATURE: This is my S. Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 11 balmville rd, newburgh NY 12550, United States DESCRIPTION: This is my S. corp that I have always had, the osaic auditor told me today to discuss it. It's been open since 2008. No work needed each year on this.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-29
• S63 Uniform Securities Agent State Law Examination
  2006-08-07