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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Houston | TX | 03/2005 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Katy | TX | 06/2005 | 07/2021 |
| James W Barnett | Katy | TX | 01/2018 | 05/2018 |
| Css455 Llc | Houston | TX | 08/2018 | 07/2021 |
| Lpl Financial Llc | Houston | TX | 07/2021 | Present |
1) 12/19/2024- Insurance Agent- INV Related- At Reported business location(s)- Start date 04/05/2022- 2 Hours Per Month- 2 Hours During Trading 2) 12/23/2024- Blue Maple Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported business location(s)- Start date 09/01/2019 3) 08/30/2018- CSS455, LLC- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported business location(s)- Start date 08/30/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-05 |
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