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Sara Ann Hagen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Northbrook, IL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-09-11
  • IL RA
    APPROVED
    Since 2006-09-11

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Lake Forest IL 08/2006 Present
Bank Of America, Na Northbrook IL 12/2009 Present
  • 08/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Lake Forest, IL
  • 12/2009 → Present
    Bank Of America, Na
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-01
S63 Uniform Securities Agent State Law Examination 1998-11-16
  • S66 Uniform Combined State Law Examination
    2004-06-01
  • S63 Uniform Securities Agent State Law Examination
    1998-11-16
Other Names
  • Sara A Hagen

View on SEC IAPD

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