Jeffry Jonathon Roundy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salt Lake City, UT
• 07/2011 → Present
  Bank Of America, N.A.
  Salt Lake City, UT

Other Businesses

I*4506284 Entity Type: Fiduciary role Name of OBA: P. J M. Address: North Salt Lake, Utah, 84054 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/27/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4508286 Entity Type: Fiduciary role Name of OBA: MLPF& S CUST FPO P. J M. IRA FBO P. J M. Address: North Salt Lake, Utah, 84054 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/27/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4508287 Entity Type: Fiduciary role Name of OBA: P. J M. Address: North Salt Laker, Utah, 84054 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/27/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*4508288 Entity Type: Fiduciary role Name of OBA: P. J M. Address: North Salt Lake, Utah, 84054 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/27/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Power of Attorney/Parents

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-24
• S63 Uniform Securities Agent State Law Examination
  1995-02-15

Other Names

• Jeffry Jonathon Mabey
• Jeffry Roundy