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Nicholas Joseph Ramaekers

LPl Financial LLC

Omaha, NE

CRD 2579789

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-06-09
TX RA APPROVED 2026-06-01
  • NE RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-01

Branch Locations

7915 L Street, Omaha, NE 68127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ramaekers & Associates Omaha NE 04/1994 Present
Cadaret, Grant & Co., Inc. Omaha NE 01/1995 07/2025
Lpl Financial Llc Omaha NE 07/2025 Present
  • 04/1994 → Present
    Ramaekers & Associates
    Omaha, NE
  • 01/1995 → 07/2025
    Cadaret, Grant & Co., Inc.
    Omaha, NE
  • 07/2025 → Present
    Omaha, NE
Other Businesses

1. 07/10/2025- PJ Ramaekers & Associates Inc- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/08/1994- 200 Hours Per Month- 160 Hours During Trading 2. 07/10/2025- PJ Ramaekers & Associates, Inc- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/19/1994- 200 Hours Per Month- 60 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-29
S63 Uniform Securities Agent State Law Examination 1995-02-10
  • S65 Uniform Investment Adviser Law Examination
    2026-05-29
  • S63 Uniform Securities Agent State Law Examination
    1995-02-10

View on SEC IAPD

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