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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-08-29
  • NJ RA
    APPROVED
    Since 2013-08-29

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

194 Wood Ave S, Iselin, NJ 08830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Summit NJ 08/2013 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 11/2016 Present
Previous Registrations
Other Businesses

ADMINISTRATOR FOR FATHER'S ESTATE, INV RELATED, CLARK, NJ, START: 10/18/2021, 15 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-09
S63 Uniform Securities Agent State Law Examination 1995-04-07
  • S66 Uniform Combined State Law Examination
    2007-04-09
  • S63 Uniform Securities Agent State Law Examination
    1995-04-07
Other Names
  • Matt Chin
  • Matthew David Chin

View on SEC IAPD

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