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Daniel Lee Ferguson

Raymond James & Associates, Inc.

Auburn Hills, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-08-29
  • MI RA
    APPROVED
    Since 2025-08-29

Branch Locations

27 S Squirrel, Ste. 200, Auburn Hills, MI 48326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities Bloomfield Hills MI 08/2005 11/2023
Ameriprise Financial Services, Llc Bloomfield Hills MI 11/2023 08/2025
Raymond James & Associates, Inc Auburn Hills MI 08/2025 Present
Previous Registrations
  • 2023-11-03 → 2025-09-09
    Ameriprise Financial Services, Llc
    Bloomfield Hills, MI
    Washington Twp, MI
  • 2005-08-19 → 2023-11-03
    Comerica Securities
    Warren, MI
    Grosse Pointe Woods, MI
    Farmington, MI
    Warren, MI
    Bloomfield Hills, MI
  • 2005-07-06 → 2005-08-16
    Chase Investment Services Corp.
    Chicago, IL
  • 2005-04-19 → 2005-07-06
    Banc One Securities Corporation
    Troy, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-27
S63 Uniform Securities Agent State Law Examination 1995-05-01
  • S65 Uniform Investment Adviser Law Examination
    2001-08-27
  • S63 Uniform Securities Agent State Law Examination
    1995-05-01

View on SEC IAPD

Other Firms

KESTRA PRIVATE WEALTH SERVICES, LLC
J.P. MORGAN SECURITIES LLC
GIBBS WEALTH MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
PREDMORE ADVISORS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
DEFINING WEALTH

Other Investors

DANIEL THOMAS WISNIEWSKI
ANDREW SCOTT GRABINSKI
James R Smith
PATRICE LANELL JOSIENE SINCLAIR
John A Kulhavi
JASON LEE FIREK
John G Gaynor
Nancy Ann Smith

Other Offices

KESTRA PRIVATE WEALTH SERVICES, LLC · Auburn Hills, MI
J.P. MORGAN SECURITIES LLC · AUBURN HILLS, MI
GIBBS WEALTH MANAGEMENT, LLC · Bloomfield Twp, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROCHESTER HILLS, MI
LPL FINANCIAL LLC · ROCHESTER HILLS, MI
PREDMORE ADVISORS LLC · ROCHESTER HILLS, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Auburn Hills, MI
DEFINING WEALTH · Auburn Hills, MI

More in Auburn Hills, MI

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