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Nancy Kilpatrick Rose

Wells Fargo Clearing Services, LLC

Mclean, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2007-08-09
  • VA RA
    APPROVED
    Since 2007-08-09

Branch Locations

1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-11
S63 Uniform Securities Agent State Law Examination 1995-02-01
  • S65 Uniform Investment Adviser Law Examination
    2000-12-11
  • S63 Uniform Securities Agent State Law Examination
    1995-02-01
Other Names
  • Nancy Clayton Kilpatrick
  • Nancy K Rose

View on SEC IAPD

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