Timothy Patrick Dwyer

Current Employers

Employment History

• 10/2000 → 01/2017
  Robertson Ryan & Assoc
  Pewaukee, WI
• 06/2002 → Present
  Financial Decisions Group Llc
  Pewaukee, WI
• 06/2015 → Present
  Rattling Building Corp
  Madison, WI
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Pewaukee, WI
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Pewaukee, WI

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  Pewaukee, WI
• 2006-03-10 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Brookfield, WI
  Pewaukee, WI
  Rochester, MN

Other Businesses

1. FINANCIAL DECISIONS GROUP LLC. N27W23960 PAUL RD STE 201, PEWAUKEE, WI. INS AGENT. INV-REL. SELL FIXED INS PRODUCTS, DISABILITY, LTC & FIXED ANNUITIES. START 06/2002 2. FINANCIAL DECISIONS GROUP POSITION: Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2004 ADDRESS: 1089 Jordan Creek Parkway, Suite 190, West Des Moines IA 50266, United States DESCRIPTION: Representative 3. MOTHER OF GOOD COUNSEL - ENDOWMENT COMMITTEE POSITION: Chairman NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2009 ADDRESS: 6924 West Lisbon Avenue, Milwaukee WI 53210, United States DESCRIPTION: Oversee the Endowment Committee for the Mother of Good Counsel Church and School. I run the meetings that are held 2x during the year (Mayand September)and work with the Investment Subcommittee 4. NAIFA - IFAPAC POSITION: Member NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/17/2012 ADDRESS: N27W23953 Paul Road, Suite 207, Pewaukee WI 53072, United States DESCRIPTION: Represent NAIFA to our elected officials both state and federal. Attend political events for both parties and participate in a monthly conference call for 1 hr. Also attend events for IFAPAC in Madison and Washington DC 5. GLOBAL FINANCIAL GROUP - SECURITIES POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 250 SECURITIES TRADING HOURS: 200 START DATE: 04/01/2005 ADDRESS: N27W23953 Paul Road, Suite 207, Pewaukee WI 53072, United States DESCRIPTION: Investment Advisor Rep - DBA for working with clients help with Financial Plan, Rolling over 401ks, IRAs, Retirement plans and investment choices. 6. GLOBAL FINANCIAL GROUP - FIXED POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2005 ADDRESS: N27 W23953 Paul Road, Suite 207, Pewaukee WI 53072, United States DESCRIPTION: Present my clients Fixed Life Insurance, Annuity and LTC products to meet their financial needs and wants. 7. SUCCESOR TRUSTTEE FOR THE JAMES AND SUZANNE DWYER TRUST POSITION: Successor Trustee NATURE: Trusts INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: 1818 N. Water Street, #406, Milwaukee WI 53202, United States DESCRIPTION: Parents Trust - no duties yet. Act as Successor Trustee 8.TIM DWYER POSITION: Notary NATURE: Notary Public of Wisconsin INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/08/2024 ADDRESS: N27W23953 Paul Road, Suite 207, Pewaukee WI 53072, United States DESCRIPTION: Notarizing Forms when needed

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-01-26

Designations