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Marc D Micali

J.P. Morgan Securities LLC

Manasquan, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-02-16
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-02-16
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2500 Route 35 & Lakewood Road, Manasquan, NJ 08736-0179 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Manasquan NJ 10/2012 Present
Jpmorgan Chase Bank, N.A. Manasquan NJ 12/2010 Present
Previous Registrations
  • 2011-01-07 → 2012-10-01
    Chase Investment Services Corp.
    Neptune, NJ
    Wall Township, NJ
    Ocean Township, NJ
    Colts Neck, NJ
    Matawan, NJ
    Englishtown, NJ
    Manasquan, NJ
    South Plainfield, NJ
    Manahawkin, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-06
S63 Uniform Securities Agent State Law Examination 1995-04-06
  • S65 Uniform Investment Adviser Law Examination
    2011-01-06
  • S63 Uniform Securities Agent State Law Examination
    1995-04-06
Other Names
  • Marc David Micali

View on SEC IAPD

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Other Offices

PERSONAL FINANCIAL SOLUTIONS, LLC · MANASQUAN, NJ
KML FINANCIAL SERVICES GROUP, L.L.C. · MANASQUAN, NJ
THE PRIVATE CLIENT ADVISORY GROUP, LLC · MANASQUAN, NJ
CETERA INVESTMENT ADVISERS LLC · MANASQUAN, NJ
PERSONAL FINANCIAL SOLUTIONS, LLC · Manasquan, NJ
AEGIS CAPITAL CORP. · MANASQUAN, NJ
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