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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-08
NE RA APPROVED 2019-01-16
  • TX RA
    APPROVED_RES
    Since 2019-02-08
  • NE RA
    APPROVED
    Since 2019-01-16

Branch Locations

1010 Riverside, Norfolk, NE 68701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2005 01/2019
Raymond James Financial Services, Inc. Norfolk NE 01/2019 Present
Raymond James Financial Services Advisors, Inc. Norfolk NE 01/2019 Present
Previous Registrations
  • 2007-01-29 → 2019-01-11
    St. Louis, MO
    Norfolk, NE
Other Businesses

(1)Name of Business: CJ Hansen Properties LLC Address: 1010 Riverside Blvd Ste A, Norfolk, NE, 68701-2897, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/24/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect Rent, bookkeeping (2)Name of Business: J Hansen Wealth Strategies LLC Address: 1010 Riverside BLVD Suite A, Norfolk, NE, 68701, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/07/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: J Hansen Wealth Strategies LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2005-12-29

View on SEC IAPD

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